Project Description

Address: Suite 1, 5 Macquarie Street Parramatta  NSW 2150

Compliance Advocacy Solutions offers tailored compliance services to underwriting agencies and Lloyd’s coverholders. Operating exclusively within the insurance sector, we have a deep understanding of the compliance requirements of the insurance industry, adopting a practical, hands-on approach. Compliance Advocacy Solutions is led by Paul Muir, a highly respected industry expert, with over 37 years experience in the insurance sector.
We provide the following compliance services:

  • compliance reviews – a high level review of your compliance arrangements providing assurance to your board, business partners and regulators.
  • compliance documentation – design tailored to your business, AFSL Compliance and GI Code of Practice manuals, Policies and procedures and registers providing you with a simple end-to-end approach to compliance.
  • compliance training – personalised training workshops (including virtual) covering regulatory obligations, responsible Manager, GI Code of Practice and customer vulnerability.
  • compliance licensing – We assist and guide you with what is necessary to obtain an AFS Licence and the process to vary your licence. We assist you in meeting the requirements of ASIC’s Regulatory Guides and completing core, additional and people proofs.
  • compliance advice – Our compliance advice is tailored to your business with a ‘how can we do this’ philosophy. With our industry experience, knowledge and practical application, we work with you to provide solutions to any business proposal or problem requiring a compliance response.
  • compliance resourcing – have your own compliance specialist ‘on tap’. By purchasing a ‘block’ of hours on a monthly or quarterly basis you have direct access to Paul Muir, his compliance knowledge & expertise.

Our compliance services are tailored to your business, cost effective and fit-for-purpose providing value for your business and meeting the requirements of your insurance underwriters and regulators.

Paul Muir
Mobile: 0419 695 173