Presenter:

• Philip Hopley, Partner

A refresher session on what a reportable situation is, what a representative and licensee’s legal obligations are and the expectations of first-line business teams.

Learning Objectives

• Recognise and assess what constitutes a reportable situation in the context of insurance-related financial services.
• Identify the steps to identify, investigate and report a reportable situation.
• Understand what risk and compliance uplifts are expected to occur for incidents and reportable situations.
• Be aware of the different reporting and legal obligations that AFS licensees and their representatives have.

Registrations: https://events.teams.microsoft.com/event/ba425108-e6fa-4d66-a8fa-974b2daeba75@6d96f8f2-00e8-4ea1-9ba7-fd86f83ec1b3