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SUMMARY:Reportable Situations: Refresher and Practical Obligations
DESCRIPTION:Presenter: \n\nPhilip Hopley\, Partner\n\nA refresher session on what a reportable situation is\, what a representative and licensee’s legal obligations are and the expectations of first-line business teams. \nLearning Objectives \n\nRecognise and assess what constitutes a reportable situation in the context of insurance-related financial services.\nIdentify the steps to identify\, investigate and report a reportable situation.\nUnderstand what risk and compliance uplifts are expected to occur for incidents and reportable situations.\nBe aware of the different reporting and legal obligations that AFS licensees and their representatives have.\n\nRegistrations: https://events.teams.microsoft.com/event/ba425108-e6fa-4d66-a8fa-974b2daeba75@6d96f8f2-00e8-4ea1-9ba7-fd86f83ec1b3
URL:https://uac.org.au/event/reportable-situations-refresher-and-practical-obligations/
CATEGORIES:Education & Training
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